uksi/2020/733 — The Yemen (Sanctions) (EU Exit) Regulations 2020 (revoked)

2020 No. 733 Exiting The European Union Sanctions The Yemen (Sanctions) (EU Exit) Regulations 2020 (revoked) Made 9th July 2020 Laid before Parliament 15th July 2020 Coming into force in accordance with regulation 1(2) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . PART 1 General Citation and commencement 1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Interpretation 2 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Application of prohibitions and requirements outside the United Kingdom 3 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Purpose 4 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . PART 2 Designation of persons Power to designate persons 5 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Criteria for designating a person 6 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Meaning of “owned or controlled directly or indirectly” 7 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Notification and publicity where designation power used 8 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Confidential information in certain cases where designation power used 9 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Designation of persons named by or under UN Security Council Resolutions 10 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . PART 3 Finance Meaning of “designated person” in Part 3 11 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Asset-freeze in relation to designated persons 12 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Making funds available to designated persons 13 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Making funds available for benefit of designated persons 14 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Making economic resources available to designated persons 15 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Making economic resources available for benefit of designated persons 16 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Circumventing etc. prohibitions 17 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . PART 4 Immigration Immigration 18 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . PART 5 Trade Interpretation of expressions used in this Part 19 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Export of military goods 20 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Supply and delivery of military goods 21 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Making military goods and military technology available 22 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Transfer of military technology 23 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Technical assistance relating to military goods and military technology 24 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Financial services and funds relating to military goods and military technology 25 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Brokering services: non-UK activity relating to military goods and military technology 26 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Enabling or facilitating the conduct of armed hostilities 27 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Circumventing etc. prohibitions 28 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Defences 29 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . PART 6 Exceptions and licences Finance: exceptions from prohibitions 30 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Exception for authorised conduct in a relevant country 31 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Exception for acts done for purposes of national security or prevention of serious crime 32 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Treasury licences 33 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Trade licences 34 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Licences: general provisions 35 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Finance: licensing offences 36 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Trade: licensing offences 37 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Section 8B(1) to (3) of the Immigration Act 1971: directions 38 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . PART 7 Information and records Finance: reporting obligations 39 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . “Relevant firm” 40 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Finance: powers to request information 41 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Finance: production of documents 42 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Finance: information offences 43 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Trade: application of information powers in CEMA 44 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . General trade licences: records 45 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . General trade licences: inspection of records 46 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Disclosure of information 47 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Part 7: supplementary 48 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . PART 8 Enforcement Penalties for offences 49 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Liability of officers of bodies corporate etc. 50 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Jurisdiction to try offences 51 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Procedure for offences by unincorporated bodies 52 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Time limit for proceedings for summary offences 53 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Trade enforcement: application of CEMA 54 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Trade offences in CEMA: modification of penalty 55 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Application of Chapter 1 of Part 2 of the Serious Organised Crime and Police Act 2005 56 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Monetary penalties 57 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . PART 9 Maritime enforcement Exercise of maritime enforcement powers 58 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Maritime enforcement officers 59 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Power to stop, board, search etc. 60 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Seizure power 61 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Restrictions on exercise of maritime enforcement powers 62 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Interpretation of Part 9 63 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . PART 10 Supplementary and final provision Notices 64 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Trade: overlapping offences 65 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Revocations 66 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Amendment of the United Nations and European Union Financial Sanctions (Linking) Regulations 2017 67 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Transitional provision: Treasury licences 68 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Transitional provision: trade licences 69 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Transitional provision: pending applications for trade licences 70 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Transitional provision: prior obligations 71 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . SCHEDULES SCHEDULE 1 Rules for interpretation of regulation 7(2) Regulation 7(3) Application of Schedule 1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Joint interests 2 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Joint arrangements 3 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Calculating shareholdings 4 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Voting rights 5 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Rights to appoint or remove members of the board 7 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Shares or rights held “indirectly” 9 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Shares held by nominees 10 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Rights treated as held by person who controls their exercise 11 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Rights exercisable only in certain circumstances etc. 13 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Rights attached to shares held by way of security 14 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . SCHEDULE 2 Treasury licences: purposes Regulation 33 PART 1 Interpretation 1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . PART 2 Purposes Basic needs 2 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Legal services 3 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Maintenance of frozen funds and economic resources 4 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Extraordinary expenses 5 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Pre-existing judicial decisions etc. 6 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Humanitarian assistance activities etc. 7 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . PART 3 Purposes relating only to UN designated persons Prior obligations 8 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . PART 4 Purposes relating only to non-UN designated persons Prior obligations 9 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Diplomatic missions etc. 10 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Extraordinary situation 11 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .